Compliance Intern

Moomoo Financial Singapore Pte. Ltd. (Moomoo Singapore) is an advanced financial technology company that transforms the investing experience by offering a digitalized brokerage and wealth management platform—moomoo. Moomoo enhances the user experience with market data, news, and powerful analytical tools, and embeds a unique digitalized investment community to connect users, investors, companies, analysts, media, and key opinion leaders.

In Singapore, Moomoo Financial Singapore Pte. Ltd. (www.moomoo.com/sg) offers investment products for trading via the moomoo platform and is regulated by the Monetary Authority of Singapore (Licence No. CMS101000). In June 2022, Moomoo Singapore became the first digital brokerage to receive all five memberships from the SGX Group for the securities and derivatives markets.

Compliance Intern

The Compliance Intern will be a crucial member of our organization responsible for ensuring the company's adherence to all relevant laws, regulations, and internal policies. This role provides exposure to a broad range of compliance activities, including client complaint handling, review of marketing and client-facing materials, periodic reviews of service providers, and other compliance projects. The intern will work closely with the Compliance team and relevant business functions to support the effective implementation of the Company’s compliance framework and day-to-day compliance activities.

Responsibilities

• Assist with the review and investigation of client complaints, including gathering relevant information, preparing case summaries and timelines, maintaining complaint records, and supporting the preparation of responses and regulatory reporting where required.
• Support the Compliance team in reviewing marketing materials, campaigns, social media content, and other client-facing communications to ensure compliance with applicable regulatory requirements and internal policies.
• Conduct periodic reviews of service providers to assess their ongoing compliance with applicable regulatory requirements and internal policies.
• Participate in ad hoc projects and duties as assigned to ensure the effective discharge of tasks.

Requirements

• Strong analytical and problem-solving skills.
• Excellent communication and interpersonal skills.
• Ability to work under pressure within tight deadlines without loss of accuracy.
• A proactive and reliable team player who can also work well independently.
• Ability to handle repetitive work.
• English speaking is required; fluency in Mandarin is an added advantage.

Working at Moomoo

At Moomoo, you will benefit from:

• Being part of the world’s leading digital brokerage firm with endless growth and career development opportunities.
• Enjoying a competitive total compensation package that truly values your skills and contributions.
• Comprehensive insurance coverage for employees and dependents to provide peace of mind.
• A fun-loving and diverse work environment that hosts various team-bonding programs and company events.
• Business casual dress code every day.
• And much more! Discover even more perks and benefits as you proceed through the hiring process.

Please note that only shortlisted candidates will be contacted.