Europe Compliance Officer Monitoring and Testing

Requisition ID: 273717

Join a purpose-driven, winning team committed to results in an inclusive and high-performing culture.

About the Role

Support the overall success of GBM&T Europe Compliance in the UK and Ireland by delivering assigned goals, plans and initiatives aligned with the team’s business strategies and objectives. Ensure all activities are conducted in accordance with applicable regulations, internal policies and procedures.

Responsibilities

• Foster a customer-focused culture by building strong client relationships and making effective use of the Bank’s relationships, systems and knowledge.
• Assist the Director, Compliance Assurance, Europe, with delivery of the UK and Ireland Monitoring and Testing Programme.
• Apply the Bank’s risk appetite and risk culture when carrying out day-to-day activities and making decisions.
• Support effective and efficient operations by helping ensure assigned business controls are adequate, followed and effective in meeting regulatory compliance, conduct and business conduct obligations.
• Help maintain a high-performing and inclusive work environment.

Qualifications and Skills

• Degree educated or equivalent experience.
• Relevant experience in compliance, audit or regulatory testing within a financial institution.
• Working knowledge of securities and banking rules, regulations, bylaws, policies and procedures.
• Working knowledge of UK and European GBM&T businesses, regulatory principles and products.
• Experience managing multiple stakeholders at mid- to senior-management level, including business and third-party stakeholders.
• Good understanding of the firm’s business practices, organisational structure, policies and procedures.
• Strong written and verbal communication skills across global stakeholder groups.
• Good project management skills.
• Strong analytical skills and attention to detail.
• Ability to manage multiple tasks and meet demanding deadlines.
• Strong interpersonal skills, with the ability to provide high-quality service and maintain effective relationships with assigned client groups and team members.
• Ability to identify and handle sensitive and confidential information appropriately.
• Self-motivated and confident, with the ability to work independently and collaboratively.
• Strong planning, organisational and time-management skills.
• Results-oriented, with a strong delivery focus.
• Reliable, consistent and disciplined.
• Demonstrated high level of integrity.
• Tactful, diplomatic and constructively persistent.
• Advanced knowledge of MS Office, Copilot and role-relevant software tools.

What We Offer

• A diverse, equitable and inclusive culture where employees are empowered to reach their full potential and are respected for who they are.
• Opportunities to learn, grow and participate through various Employee Resource Groups spanning diverse gender identities, ethnicity, race, age, ability and veteran status.
• An inclusive and accessible workplace, with accommodations and barrier-removal initiatives to support employees.
• Upskilling through online courses, cross-functional development opportunities and tuition assistance.
• A competitive rewards programme, including bonuses, flexible vacation, personal and sick days, and benefits starting on day one.
• A dynamic work environment with complimentary tea and coffee, universal washrooms and space for team collaboration.
• Opportunities for community engagement and belonging through various programmes, regardless of where you choose to work.

Location

England: Greater London: London (UK)

About Scotiabank

Scotiabank is a leading bank in the Americas. Guided by its purpose, “for every future,” the Bank helps customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.