Enhanced Due Diligence Analyst

Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for more than four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds, and introducing brokers. Our advanced technology, competitive pricing, and global market access help our clients maximize their investments.

Barron’s has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multinational team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Role Overview

Interactive Brokers is seeking an Enhanced Due Diligence (EDD) Analyst to join the expanding APAC Financial Crime Compliance (FCC) team in Hong Kong. The role reports to the EDD manager based in Hong Kong and plays a key part in ensuring the firm’s compliance with local, regional, and global financial crime regulatory obligations related to anti-money laundering, counter-terrorist financing, anti-bribery and corruption, and sanctions.

Responsibilities

• Conduct ongoing EDD reviews on existing higher-risk clients’ profiles and activities in accordance with established procedures and policies.
• Prepare EDD review outcome summaries that are clear, concise, and well-justified.
• Perform risk assessments and ensure timely escalation of identified risks to management to determine the next course of action.
• Provide assessments on the client’s AML program.
• Initiate client outreach and follow-up with clients on outstanding requirements in a professional manner when applicable.
• Maintain accurate tracking of reviews to ensure adherence to defined review schedules.
• Assist management in maintaining robust and up-to-date procedures and policies.
• Provide support for FCC-related examinations, audits, and projects.
• Assist in other ad-hoc tasks assigned by the EDD manager.

Required Qualifications and Skills

• 1–3 years of proven experience in the financial industry with exposure to risk and compliance.
• Strong working knowledge of regional AML regulations within the brokerage services industry.
• Excellent analytical, oral, and written communication skills.
• Detail-oriented with outstanding organizational and project management skills.
• Ability to work independently in a small-team environment and to multi-task with minimal supervision.
• ACAMS, AAMLP, CFE, CFCS, Series 7, or other certifications are a plus.
• Proficiency in English, Cantonese, or Mandarin.

Company Benefits & Perks

• Competitive salary, annual performance-based bonus, and stock grant.
• Excellent health and welfare benefits including medical, dental, specialist, and inpatient coverage.
• Competitive annual leave package.
• Daily lunch provided in-house with a fully stocked kitchen.
• Great work-life balance.
• Unique opportunity to gain exposure to global financial products, markets, and clientele.
• Opportunities for career progression and expanding job scope in a global company with a growing local presence.
• Hybrid work arrangement depending on role and team needs.