Analyst, Regulatory Trade Reporting 12mth FTC

Job Purpose

As an Analyst, Regulatory Trade Reporting within the Regulatory Operations team in Capital Markets Operations at CIBC, you will play a pivotal role in ensuring robust operational controls and regulatory compliance for Capital Markets Regulatory Trade & Transaction Reporting. You will provide subject matter expertise and oversight of control processes, while collaborating with stakeholders to drive continuous improvement and operational excellence.

Key Accountabilities

• Operational Controls & Compliance:
  Lead and oversee the execution of operational controls related to regulatory trade reporting. Participate in control testing and project initiatives, with a focus on designing and implementing new controls to meet evolving regulatory requirements across multiple jurisdictions.
• Stakeholder Engagement:
  Collaborate with internal and external stakeholders to develop a clear product vision that aligns with regulatory requirements. Present findings, performance metrics, and recommendations to business partners and executives, ensuring transparency and accountability in regulatory reporting.
• Data Analysis & Reporting:
  Utilize advanced analytical skills to assess data from diverse internal and external sources, identifying gaps and opportunities for improvement in trade reporting. Develop actionable insights to enhance data quality and compliance.
• Control Deficiency Management:
  Establish standards for identifying and quantifying control deficiencies. Develop escalation paths and track issues through to full resolution, ensuring timely remediation and continuous improvement.
• Product Knowledge:
  OTC Derivative Products Knowledge - Working knowledge of the structure of derivatives transactions from both a theoretical and practical viewpoint as well as the basic finance principles that underlie them.
• Reconciliation:
  Perform reconciliations of capital markets derivatives data, including trade economics and valuations, to support accurate regulatory reporting. Leverage 1-2 years of experience in reconciliation processes within capital markets.
• Communication & Collaboration:
  Effectively communicate complex regulatory and technical concepts to diverse audiences, including business partners and senior executives. Foster a collaborative environment to drive innovation and achieve shared goals.

Compliance Requirements/Responsibilities

• As an employee of CIBC, the incumbent must comply with all applicable CIBC and Line of Business policies, standards, guidelines and controls.

Authorities/Decision Rights

• As a key contributor to the business unit, this role has the authority to recommend changes to business processes in order to enhance operational efficiency and effectiveness.

Knowledge and Skills

• Education:
  Master’s or Bachelor’s degree in Economics, Business, Finance, or a related field.
• Experience:
  • 1-2 years of relevant business experience in capital markets operations or regulatory reporting.
  • Strong knowledge of data systems, operational processes, and regulatory trade reporting requirements, including MiFID II (ideal), EMIR. Familiarity with APAC regulations (ASIC, MAS, HKMA) is an asset.
  • Minimum 1-2 years of reconciliation experience with capital markets derivatives data.
  • Minimum 1-2 years of experience in analytics, utilizing advanced analytical tools and techniques.
• Skills:
  • Exceptional analytical and critical thinking abilities.
  • Effective communication and presentation skills.
  • Demonstrated leadership and mentoring capabilities.
  • Proven ability to adapt to new technologies and regulatory changes.
  • Strong attention to detail and commitment to quality.

Working Conditions

This role operates within a normal office environment.

CIBC is committed to providing a flexible and supportive work environment. This role offers a hybrid work arrangement, empowering you to manage your activities both on-site (2-3 days per week) and remotely, optimizing productivity and work-life balance.

Join CIBC’s Capital Markets Operations and make a meaningful impact in regulatory operations, driving excellence and compliance across the organization.

What you need to know

• CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com.

Job Location
150 Cheapside, 1st Flr, London

Employment Type
Temporary (Fixed Term)

Weekly Hours
35

Skills
Analytical Thinking, Business Operations, Collaboration, Controls Compliance, Customer Service, Operational Efficiency, Operations Management, Operations Support, Prioritization, Process Improvements, Regulatory Compliance, Technical Knowledge