Analyst, Compliance Consulting

Overview

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing ongoing compliance guidance to navigate the rapidly changing regulatory landscape. As an Analyst, you will demonstrate drive, embrace change, and solve problems innovatively in our Compliance Consulting business.

Responsibilities

• Managing a portfolio of clients regulated by the SFC and other global regulators
• Drafting compliance manuals and other compliance documentation for clients
• Establishing and maintaining the compliance infrastructure for clients
• Undertaking periodic compliance monitoring reviews at client premises
• Prepare and refine audit procedures for the conduct of audit engagements/projects across APAC
• Execute audit procedures to assess the design and operating effectiveness of internal controls
• Prepare written audit reports by drafting audit issues and recommendations based on review results of audit engagements/projects
• Drafting and/or reviewing regulatory reports and returns

Qualifications & Skills

• Proven experience in a compliance role, for example within an SFC-regulated firm or a compliance consultancy practice
• Good understanding of the financial services industry, including asset management and broking sectors
• Strong English oral and written communication skills
• Risk-tolerant and comfortable in a rapidly changing environment
• Legal or audit background would be useful
• Excellent written and verbal communication skills that help represent diverse communities

About Kroll

Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As part of One Team, One Kroll, you’ll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.

Kroll is committed to equal opportunity and diversity and recruits people based on merit.

To be considered for a position, you must formally apply via careers.kroll.com.