# Executive, Trade Surveillance

[PhillipCapital](https://www.jorb.ai/firms/phillipcapital.md) · Singapore · [Risk & Compliance](https://www.jorb.ai/jobs/risk-compliance.md)

PhillipCapital is hiring a Executive, Trade Surveillance in Singapore. Posted 2026-09-22; applications close 2026-11-21.

**Apply**: https://www.phillip.com.sg/sg/careers/executive-trade-surveillance/

Posted 4d ago.

## Role details

## Executive, Trade Surveillance

As part of the Credit Risk Management (CRMD) team, you will be establishing a Trade Surveillance Framework and taking charge of investigations relating to irregular trading or operational activities. You will ensure compliance with the Company’s policies, SGX Regulations, and SFA Requirements.

## Responsibilities

    
- Daily review and analysis of trade surveillance exception reports, and recommendation of remedial and corrective actions.
    
- Escalation of any breaches of Regulatory Requirements and filing of Suspicious Transactions Reports.
    
- Periodic review of Company trade surveillance policies and procedures, and implementing enhancements to existing practices.
    
- Liaising with internal stakeholders and external Regulators regarding major findings and reporting.
    
- Performing ad-hoc functions or development projects assigned by Management.
    
- Reviewing various forms of reports, and analyzing client profiles and trading activities for various client groups to detect behaviors that may violate Regulatory Rules or Company policies.

## Requirements and Qualifications

    
- Degree in any discipline with relevant experience.
    
- Possess a strong analytical mind.
    
- Possess strong integrity and work ethics.
    
- Excellent interpersonal, communication, and written skills.
    
- Good command of English.

### Preferred Qualifications

    
- Familiarity with stock market trading or Trade Surveillance is preferred.
    
- Candidates with VBA/Python coding experience would be preferred.

Candidates with 2-3 years of relevant experience may be considered for a senior role.

If you are looking for an environment of growth and opportunities, please send a cover letter with your resume, stating the position applied, present, and expected salaries to recruitment@phillip.com.sg. We regret that only shortlisted candidates will be notified.

## Applying to this role

This Executive, Trade Surveillance role at PhillipCapital runs through the firm's own careers portal and expects a CV and cover letter written specifically for the posting, not a portable submission carried across firms. Jorb AI's application agent tailors a CV and cover letter from your background to this posting and tracks the role alongside the rest of your applications.

[Tailor this application](https://www.jorb.ai/signup?ref=job-atom&firm=phillipcapital&job=6ab27314a428dc7af600587b)

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Updated: 2026-09-26
Canonical: https://www.jorb.ai/jobs/6ab27314a428dc7af600587b