# Compliance Analyst

[William Blair](https://www.jorb.ai/firms/william-blair.md) · New York · United States · [Risk & Compliance](https://www.jorb.ai/jobs/risk-compliance.md)

William Blair is hiring a Compliance Analyst in New York. Posted 2026-08-18; applications close 2026-10-17.

**Apply**: https://www.williamblair.com/Careers/job-description?gh_jid=5215276007

Posted 6d ago.

## Role details

## Compliance Analyst (WBIM)

William Blair is seeking to add a Compliance Analyst to its William Blair Investment Management (WBIM) dedicated compliance team. This dynamic role reports to the WBIM Chief Compliance Officer and partners closely with the William Blair Funds’ Chief Compliance Officer and the broader WBIM compliance team in Chicago. The role is expected to be in the office 3 times per week.

## Responsibilities

  
- Conduct post-trade compliance monitoring to ensure compliance with regulatory requirements and client guidelines with minimal supervision
  
- Review daily system-generated reports, including trading activity reports
  
- Analyze and prepare responses to compliance inquiries, due diligence questionnaires, AML requests, and requests for information/proposals from clients, consultants, and prospects
  
- Perform designated compliance testing as part of WBIM’s annual compliance review process
  
- Assist with the review of marketing materials and other marketing-related and client communications (including electronic communications) for compliance with applicable rules; file required marketing materials with FINRA
  
- Assist with various other regulatory filings (e.g., Form ADV, Section 13 filings, Form PF, and other non-US filings as needed)
  
- Assist with addressing employee Code of Ethics questions and resolving associated exceptions; participate in other projects as needed/requested
  
- Participate in other projects as requested

## Qualifications

  
- Bachelor’s degree
  
- 1–3 years of prior professional experience involving compliance for registered investment advisers and/or registered investment companies and other pooled investment vehicles (CITs, UCITS, private funds, etc.)
  
- Understanding of federal and state regulations applicable to investment advisers, including investment adviser products and operations
  
- Collaborative, team-oriented self-starter with strong conceptual and critical thinking skills
  
- Ability to accurately and concisely summarize complex information
  
- Strong written and oral communication skills

## Compensation and Benefits

**Salary Range (Base):** $100,000–$115,000 USD

This role may be eligible for either a discretionary annual bonus (based on company, business unit, and individual performance) and/or commission-based incentives.

**Benefits:** Medical, dental, and vision coverage; employer-paid short & long-term disability and life insurance; 401(k) with profit sharing; paid time off; Maven family & fertility benefit; parental leave (including adoption, surrogacy, and foster placement); and other voluntary benefits.

## Applying to this role

This Compliance Analyst role at William Blair runs through the firm's own careers portal and expects a CV and cover letter written specifically for the posting, not a portable submission carried across firms. Jorb AI's application agent tailors a CV and cover letter from your background to this posting and tracks the role alongside the rest of your applications.

[Tailor this application](https://www.jorb.ai/signup?ref=job-atom&firm=william-blair&job=6a84f24e3a79012100b115cb)

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Updated: 2026-08-25
Canonical: https://www.jorb.ai/jobs/6a84f24e3a79012100b115cb